Research on Issues of Legal Supervision on Deal on Credit

DOI

10.2991/jahp-17.2017.36How to use a DOI?

Keywords

margin trading; legal nature of guarantee; administrative supervision measures; investor eligibility

Abstract

Deal on credit, namely margin trading has developed rapidly in recent years, which serves as an opportunity and a challenge for the capital market in China. Although the State Council, China Securities Regulatory Commission, and the exchange made a series of institutional arrangements for margin trading, deal on credit is still a new thing for the capital market in China since there are still some problems in construction of legal system and responsibility system of supervision on deal on credit. Based on the supervision practice of deal on credit in China, this paper proposes that we should treat the view of "non-administrative penalty administrative supervision measures" and administrative responsibility cannot replace civil liability. It also puts forward the measures and suggestions to complete the supervision on deal on credit from the level of legal rules and administrative responsibility, so as to improve the effectiveness of supervision and maintain the sound and stable development of capital market in China.

Copyright

© 2017, the Authors. Published by Atlantis Press.

Open Access

This is an open access article distributed under the CC BY-NC license (http://creativecommons.org/licenses/by-nc/4.0/).

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TY  - CONF
AU  - Fuling Ding
PY  - 2017/09
DA  - 2017/09
TI  - Research on Issues of Legal Supervision on Deal on Credit
BT  - Proceedings of the 2nd International Conference on Judicial, Administrative and Humanitarian Problems of State Structures and Economic Subjects (JAHP 2017)
PB  - Atlantis Press
SP  - 165
EP  - 168
SN  - 2352-5398
UR  - https://doi.org/10.2991/jahp-17.2017.36
DO  - 10.2991/jahp-17.2017.36
ID  - Ding2017/09
ER  -